feat(fsi): add compliance deadline monitor and regulatory report reviewer agents#55
feat(fsi): add compliance deadline monitor and regulatory report reviewer agents#55rohanmeh wants to merge 3 commits into
Conversation
…ewer agents Two new FSI use cases for Bedrock AgentCore: 1. Compliance Deadline Monitor (Scheduled Agent pattern) - EventBridge Scheduler → Bus → API Destination → AgentCore - Tracks regulatory filing deadlines (SAR, CTR, SEC 10-K, etc.) - Classifies urgency and generates escalation recommendations - Runs daily at 6 AM ET 2. Regulatory Report Reviewer (S3 File Processing pattern) - S3 Object Created → EventBridge → API Destination → AgentCore - Multi-agent review: completeness, language compliance, quality - Supports SAR, CTR, SEC filings and other regulatory documents Both use Strands Agents + Amazon Nova Pro on AgentCore with Cognito OAuth authentication and DLQ for failure handling.
vivibui
left a comment
vivibui
left a comment
There was a problem hiding this comment.
Hello there, thank you for your contribution!
I believe the implementation will be a better fit to be part of reference implementation instead of FSI Foundry.
FSI Foundry use cases are full stack FSI domain-focused applications (infra, backend, and frontend) with both LangGraph and Strands available. All foundry use cases are integrated with the control plane's CI/CD for deployment and testing. The foundry use cases are required to utilize /applications/fsi_foundry/foundations for agentic logic and terraform modules deployment.
With reference implementation, you have more freedom in how to structure your code logic.
However, we do require all referenced applications to have an enriching UI for end-user interaction and maintain a high-bar of a prototype; as only a small selected use cases from SA's past customer engagements are available in this category.
The current code is very clean, and the both POCs are compelling. I will mark the PR as need work, feel free to let the team knows once the updates are ready.
Addresses PR feedback to restructure as a reference implementation with an enriching UI for end-user interaction. Changes: - Moved from fsi_foundry/use_cases/ to reference_implementations/ - Added Next.js 16 frontend with: - Deadline monitoring dashboard (urgency cards, escalation table) - Report review page (file upload, score rings, revision suggestions) - API routes proxying to AgentCore with OAuth - Simplified agent-backend (standalone, no foundations dependency) - Fixed Dockerfiles (python:3.12-slim instead of Lambda base image) - Added comprehensive README with architecture diagram
… panel - Agent now reads unstructured analyst notes from S3 and cross-references with the structured filing calendar to make judgment calls - Added 4 sample analyst notes (legal holds, staffing gaps, dependencies) - UI shows 'Agent Analysis' panel with reasoning for each filing - Added seed-notes.sh to upload sample notes to S3 - Fixed JSON parsing to handle <thinking> tags - Demo mode banner clarifies scheduled execution pattern
2 participants
Description
Two new FSI use cases demonstrating Bedrock AgentCore integration patterns for regulatory compliance automation.
Type of Change
Changes Made
Both use:
deploy.shscriptsTesting
sam validate --lintChecklist
Additional Notes
These two agents are companion use cases — the Deadline Monitor watches the calendar and alerts before deadlines slip, while the Report Reviewer checks the content of filings for quality before submission. Together they form a complete compliance automation workflow.
Note: This PR requires approval from @vivibui before merge.